![]() Citibank operated and maintained an audio preservation system on behalf of all three Citi entities. and Citigroup Energy Inc., both provisionally registered swap dealers, and Citigroup Global Markets, Inc., a provisionally registered swap dealer and a registered futures commission merchant (collectively, Citi entities), for failing to diligently supervise their audio preservation system. On, the Commodity Futures Trading Commission (CFTC) announced it has issued an order filing and simultaneously settling charges against Citibank N.A. If the matter is being appealed, it will be noted below. The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. CFTC Orders Three Citibank Affiliates to Pay $4.5 Million for Supervision Failures That Led to Deletion of Subpoenaed Audio Recordings
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